--- title: 2026 CE Legislative & regulatory landscape for 401(k) plans --- [Skip to content](https://go.humaninterest.com/2026-ce-legislative-regulatory-landscape-for-401k-plans#main-content) [![Human Interest](https://go.humaninterest.com/hubfs/Human%20Interest%C2%AE%20Logo%202025%20-%202-Color%20RGB%20(1).svg)](https://humaninterest.com/) Open main navigation Close main navigation - [Get Started](https://humaninterest.com/signup/fast-track/) [Get Started](https://humaninterest.com/signup/fast-track/) #### Free Continuing Education credit for CFP and AIF designations # Legislative & regulatory landscape for 401(k) plans Wednesday, December 9,2026 **9am PST/ 12pm EST** Join Human Interest for a free one-credit-hour continuing education (CE) course for financial advisors. This program is eligible for one hour of CE credit for Broadridge Fi360 Solutions (includes CE for AIF®, AIFA® and PPC® Designees). Human Interest is a CFP Board CE Sponsor. This program has been accepted by CFP Board and one CE credit will be granted by CFP board upon successful completion of the program. This course will cover; - SECURE Act 2.0: A deep dive into key provisions scheduled for 2027, including implementation challenges and planning considerations. - **State mandate legislation:** Current status of state retirement mandates across the country. - **Regulatory Horizon:** Other major regulatory considerations expected to impact 401(k) plans in 2027 and beyond. For more information on an upcoming virtual or in-person CE seminar,  email [AdvisorCE@HumanInterest.com](mailto:AdvisorCE@HumanInterest.com) Let's Talk . 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For more information, please visit [humaninterest.com](http://humaninterest.com). Investment Advisory services are provided through Human Interest Advisors LLC, a Registered Investment Adviser and subsidiary of Human Interest Inc. For more information on our investment advisory services, please visit [https://www.humaninterest.com/hia/](https://www.humaninterest.com/hia/). This content has been prepared for informational purposes only, and should not be construed as tax, legal, or individualized investment advice. Human Interest Advisors LLC does not provide tax or legal advice. Consult an appropriate professional regarding your situation. The views expressed are subject to change. In the event third-party data and/or statistics are used, they have been obtained from sources believed to be reliable; however, we cannot guarantee their accuracy or completeness. Investing involves risk, including risk of loss. Past performance does not guarantee future results. 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